WebWelcome to the Financial Conduct Authority We regulate financial services firms and financial markets in the UK For Consumers Financial impact of the rising costs of living … Web27 Sep 2015 · H.E. Abdullah Al Turifi, CEO of SCA. The Securities and Commodities Authority (SCA) issued a decision concerning dormant customer accounts held at securities brokerage companies, forcing such companies to classify customer accounts with no financial activity or data update for three years into dormant, as per a number of stages …
SCA Forces Dormant Account Mechanism on Brokerage Companies
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U.S. Supreme Court empowers bids to curb authority of federal …
WebThe Financial Conduct Authority (FCA) regulates the financial services industry in the UK. Its role includes protecting consumers, keeping the industry stable, and promoting healthy … Web10 Apr 2024 · Threat to SEC authority? As he stressed, “You also need a contract, post-sale legal obligations, and the right to share profit. If this becomes the test, then crypto assets … WebEnforcement, Financial Industry Regulatory Authority . For the Respondent: Davina Anderson, President of Ustocktrade Securities, Inc. DECISION . I. Background This expedited proceeding stems from FINRA’s issuance of a Notice of Suspension (“Notice”) to broker-dealer Ustocktrade Securities, Inc. for failing to file its 2024 audited consumer reports bill pay